Assisting our Elders – A Cautionary Tale

This is a story that’s personal and a bit troubling to share, mostly because it involves some miscues and errors that I would think, as a financial professional, I might have been able to foresee and avoid.   Since I didn’t, I’m going to share my experience in hopes that it will highlight some steps you…

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Should You Consider a Credit Freeze?

Some time back a government agency that holds my personal data reported a data breach and offered free credit monitoring, for which I signed up.  A few weeks ago the monitoring company notified me that my personal data had appeared on “the dark web,” a part of the internet that’s associated with illegal activities.  It’s…

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Between Greed and Fear: A Prudent Financial Path

Many of us arrive at adulthood with little to no formal education regarding investment management. How much financial management is taught in school or even college? Yet most of us eventually find ourselves owners of a 401(k) or similar self-directed retirement plan. Where do we start? Parenthetically, that is, in part, where I formed my…

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In Support of the Fiduciary Standard

It’s one of the most fundamental and dear characteristics of the work we do at Empowerment Financial Guidance: earning the trust and confidence of our clients. We strive to do this in various ways, of course, including the intangibles of demeanor, openness, and honesty. We also have been very intentional in creating a structural business…

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Notable 2024 Tax Law Changes

Each year brings adjustments to the US tax code, and this year is no exception. Some specific changes which could be helpful to you are as follows: Leftover funds in a 529 education account can now be rolled over into a Roth IRA. This reduces the concern about over-contributing to a child’s or grandchild’s 529…

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Let’s Talk About Cash

If you haven’t compared the interest rate you’re currently earning at your bank or credit union against available alternatives, now is a good time to do so. This is especially true if you hold a meaningful balance in a savings account, as we encourage you to do. Cash reserves are the first “bucket” of money…

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Your Name Here

When my favorite hockey team of my youth, the New York Islanders, moved into their new arena a couple of years ago, my college friend Jim was eager to attend. “This place is awesome!” he reported to me some 3,000 miles away. I believed him. I was a hockey player and a fan long before…

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Transition Planning

Like many people my age, I have parents in their early 90’s who are no longer able to live independently.  Although it feels to them like an abrupt transition brought on by my mother’s stroke nearly three months ago, in fact the situation has been developing gradually.  For many years, their four children have been…

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Silicon Valley Bank: A Perspective

We’re following the story of the failure of Silicon Valley Bank on Friday March 10.  While this is the largest bank failure since 2008, it’s not that unusual for a regional bank to fail.  Between 2016-2020 there were 16 bank failures, half of which occurred prior to the pandemic.  SVB was a large player in…

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Simple but not Easy

We’re all plenty familiar with the axioms of investing: spend less than you earn; keep investment costs low; create clear, appropriate investment goals; choose an appropriate risk profile and a balanced asset allocation; diversify; rebalance; to name just a few. They’re pretty straightforward – true? – and not so difficult to believe. 2022 has also…

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